Ann Ngoc Nguyen


Dr Ann Ngoc Nguyen

Ann Ngoc Nguyen

London, United Kingdom

WORK E-MAIL: n.nguyen@mdx.ac.uk

PERSONAL E-MAIL: ann@exedraos.com


Skills

Teaching in Higher Education

100%

Academic Research

100%

Financial Modelling

100%

Bloomberg Terminal, Refinitiv Eikon and DataStream Advance, Captal IQ

100%

Stata 17, Python 3.11, SPSS, Eview 13

100%

Other Languages

Vietnamese



About Me

My primary fields of expertise focus on corporate finance, financial market microstructures, market-based accounting research, and economics.

I earned my Master's degree from the Paul Nitze Graduate School of Advanced International Studies at Johns Hopkins University.

Later, I completed my Doctorate in Finance at Brunel University.

Throughout my academic journey, I was granted various esteemed scholarships from commercial and governmental organizations.

Before joining Middlesex University, I served in positions in both the academic and government sectors.


Higher Education

Brunel University of London /UK
2010

PhD, Finance.


Johns Hopkins School of Advanced International Studies (SAIS) / USA
1999

MIPP, International Public Policy (with Concentration in International Economics)


Boston University / USA
1998

English Course and Certification. Presessional for my Master Degree at John Hopkins.


Vietnam National University of Hanoi / Vietnam
1993

BSc. Economics, International Economics.


Other Training: Institute of Public Administration and Management / Singapore
2001

1-month intensive training course on Public Administration. Institute of Public Administration and Management, Singapore. 5/2 to 2/3 2001.


Other Training
Various Dates

  • 3 weeks intensive training course on Human Rights Research 2-14/5/1997. University of Sydney, Centre for Asian and Pacific Law.
  • 1-week intensive training course on Public and International Law – University of Sydney, Faculty of Law, 6-11/11/1995.
  • 1 month training Financial Management in Public Sector organized by IIAP France, in Hanoi.



Appointments

Programme Leader, BSc Financial Services / Middlesex University
Sep 2019 - Current

Programme leader of BA Financial Services, Senior Lecturer in Finance, Department of Accounting and Finance. Middlesex University Business School, The Burroughs, Hendon, NW4 4BT.


Senior Lecturer in Finance / Middlesex University
Sep 2009 - Current

  • Advanced/Applied Corporate Finance (9 years from 9/2009)
  • Finance and Risk Management (Derivatives) (3 years from 1/2020)
  • Oil and Gas Finance and Risk Management (3 years from 1/2017)
  • Financial Data Analysis (5.5 years from 1/2018)
  • Applied Econometrics (currently teaching)
  • Advanced Econometrics (Dubai) (2.5 years from 1/2021)
  • Investment Valuation (Dubai) (4 years from 9/2018)
  • Global Issues in Financial Services (5 years from 9/2018)
  • Business Finance (7 years from 9/2010-17)


External Examiner
Jul 2022 - Current

PhD Examiner Board of COMSATS University Islamabad, Park Road, Tarlai Kalan, Islamabad – Pakistan


Reviewer Panel Member
Feb 2022 - Mar 2023

Reviewing materials associated with Corporate Finance, the Global Edition of the 6th Edition of Berk’s and DeMarzo's


PhD Researcher / Brunel University London
Mar 2006 - Apr 2010

Financial Markets


Paid Lecturer Contract / Brunel University London
Sep 2008 - Sep 2009

Teaching Contract.


Lecturer / Box Hill Institute - Hanoi Open University Cooperation Training Programme
Sep 2001 - Feb 2006

Lecturer in Financial Management, Budgeting, and Economics for Business.


Project Specialist and Programme Manager / Ho Chi Minh National Academy of Politics & Public Administration
Nov 1994 - Feb 2006

I coordinated, facilitated and managed a number of Projects funded by World Banks, United Nations, and IMF on Academic Enhancement for lecturers, researchers, and policy makers in different disciplines. (Hanoi, Vietnam - On-site)


Academic Assistant / Academic Assistant Oversea Management Company
Jan 2000 - Jan 2001

My work involved in translating the vocabularies of the six economics and finance modules from English into Vietnamese for a higher education online training project targeting the Vietnamese market.

Memberships

The European Finance Association
The British Accounting and Finance Association
The British Higher Education Academy
The American Finance Association
Western Finance Association
Southern and South Western Finance Association

Scholarships / Awards

  • Wiley Top Downloaded Article Award: to the most downloaded article during its first 12 months of publication among work published in an issue between 1 January 2022 – 31 December 2022. “Insider trading, gender diversity within the board room, CEO pay gap, and stock price crash risk”
  • Emerald Literati “2019 Highly commended Award” for the paper “The impact of Dividend Announcements on share price and trading volume: Empirical evidence from the Gulf Cooperation Council (GCC) countries. Journal of Economic Studies 45 (2). pp. 210-230. with my PhD student Felimban, Raza and my colleague Floros, Christos.
  • American FORD FOUNDATION Fully Funded Scholarship (Master Degree study)
  • Japanese Government MONBUSHO Fully Funded Scholarship (Master Degree study -waived)
  • Vietnam MINISTRY OF EDUCATION AND TRAINING scholarships (Doctoral and undergraduate study programmes)

Teaching Experience

  • International Risk Management, MSc Investment and Finance
    • Currently teaching & module leader - 3 years
  • Applied econometrics
    • Currently teaching - years, MSc Banking and Finance, MSc Investment and Finance
  • Financial Data Analysis (using STATA and Python), MSc. Financial Management
    • Currently teaching & module leader - 5 years
  • Global issues in Financial Services, Year 3 Top-up, BSc Financial Services
    • Currently teaching & module leader – 5 years
  • Investment Valuation, MSc Investment Management
    • Design for Dubai Campus only, & currently module leader
  • Corporate Finance, MSc Financial Management
    • Previously taught & module leader – 10 years
  • Oil and Gas Finance and Risk Management, MBA Oil and Gas Finance online Programme
    • Previously taught & module leader – 3 years
  • Business Finance, Year 3 Top-up, BSc Financial Services, BA International Business Administration
    • Previously taught, module leader – 7 years
  • Financial Theory (seminar leader), Year 3 BA. Accounting and Finance
    • Previously taught – 1 year
  • Introduction to Econometric Modeling (lab), Year 2 Undergraduate level
    • Previously taught at Brunel University, 1 year
  • Financial Management, Year 3 Undergraduate level
    • Previously taught at Box Hill Institute (Australia), Vietnam Campus – 5 years
  • Budgeting, Undergraduate, Year 3 Undergraduate level
    • Previously taught at Box Hill Institute (Australia), Vietnam Campus – 5 years
  • Economics for Business, Year 3 Undergraduate level
    • Previously taught at Box Hill Institute (Australia), Vietnam Campus – 5 years

Pedagogic Interests and Methods

A variety of teaching and learning methods are used within taught modules such as: Didactic lecture, seminar, real company studies, role play, student-directed research activities, group presentation and discussion. Assessment methods used: Unseen exam, online test, case study, real company study analysis, peer-assessment.


Research and Scholarly Activity

Main areas of research interests: Corporate finance, financial market microstructures, market-based accounting research & economics. reviewer International Business Review International Journal of Finance and Economics Journal of International Financial Markets, Institutions & Money Review of Finance Small Business Economics Journal of Economic Studies Pacific Accounting Review In addition, I participated in Reviewer Panel of the following market leading Finance textbooks: Upcoming 6th Edition, Global Edition of Corporate Finance by Jonathan Berk & Peter DeMarzo


Internal and External Examiner Activities

Examiner Type Type Candidate/Date Title of Thesis
INTERNAL PhD transfer viva Thomas Pitsaris, MPhil. 26-10-2011. Occupational Pension Funds’ Activism, Firms’ Profitability and Board Structure. The UK Case.
INTERNAL PhD transfer viva Lalajike Vishwanath Sadanand. 2-11-2016. Region-wise spillovers from FDI in India.
INTERNAL PhD registration Lalajike Vishwanath Sadanand,13-4-2016. Region-wise spillovers from FDI in India.
INTERNAL PhD registration Syed Ehsan Mahmud. 3-6-2014. Corporate derivative use and cost of equity: A study on the UK and German non-financial firms.
INTERNAL PhD registration Wadhaah Almubarak, 24-6-2014. The Status of the Monitoring Mechanism in Saudi Arabia: a Focus on the Banking Sector.
EXTERNAL EXAMINER I am currently sitting on the PhD examiner board of COMSATS University Islamabad, Park Road, Tarlai Kalan, Islamabad – Pakistan
INTERNAL EXAMINER PhD Review Stage 2 Qiong Yuan, 24-10-2023 The impact of artificial intelligence focus on firm performance: The role of R&D, marketing expenditure and top manager education level
INTERNAL EXAMINER PhD Registration Alberto Pallotta, 31-5-2024 Development of a Comprehensive R Library for Backtesting Trading Strategies: Bridging Theory and Practice in Quantitative Finance


Completed Research Supervision

Name Date Title of Thesis
Viet Phuong Le Now Lecturer in Finance at Coventry University 2021 Interrelationship between insider trading and managerial attributes
Muhammad Sadiq Shahid Now Associate Professor at Bahauddin Zakariya University 2016 Economic factors and performance of stock return: An empirical investigation of stock market of Pakistan
Raza Felimban (partial) 2020 Essays on Corporate Dividend Policy using data from Gulf Corporation Council countries.


Ongoing Research Supervision

Name Date Title of Thesis
Ami Dhakan NowLecturer in Accounting and Finance at University of West England 2018-present Equity risk and Gender pay gap with the board room.
Minh Nhat Linh Nguyen 2022-2025 Green Bond Issuance


Research Funding

Internal Grant on Gender pay disparity within the Boardroom and Mergers and Acquisitions Activities


Refereed Articles in Academic Journals

Le, Viet, Ann-Ngoc Nguyen, Andros Gregoriou, and William Forbes. 2024. "Insider Trading and CEO Pay-Gap Induced Turnover" Journal of Risk and Financial Management 17, no. 11: 483.
Available at: https://doi.org/10.3390/jrfm17110483


Nguyen, Ann-Ngoc and Le, Viet and Kernohan, David and Gregoriou, Andros (2024). Insider Trading before Earnings News: The Role of Executive Pay Disparity. Journal of Risk and Financial Management. Vol 17, 10, 1-36.
Available at: https://doi.org/10.3390/jrfm17100453

Nguyen, Ann-Ngoc and Le, Viet and Kernohan, David and Gregoriou, Andros (2023). Market Reactions to Insider Trading Prior to Corporate Earnings Disclosure. Does Executive Pay Disparity Play Any Role?
Available at SSRN: https://ssrn.com/abstract=4445167 or http://dx.doi.org/10.2139/ssrn.4445167 (under review at FMII 7/2023 [ABS3*])

Le, Viet, Nguyen, Ann-Ngoc and Fobres, William and Gregoriou, Andros (2023). Insider Trading, Executive Pay Disparity and CEO Turnover.
Available at SSRN: https://ssrn.com/abstract=4445168 or http://dx.doi.org/10.2139/ssrn.4445168 (under review at JBF 7/2023 [ABS3*])

Viet, Le; Nguyen, Ann-Ngoc; and Gregoriou, Andros (2022) Insider trading, gender diversity within the board room, CEO pay gap, and stock price crash risk. International Journal of Finance & Economics, pp 1-23. https://doi.org/10.1002/ijfe.2731 ) Published Online: 2022-11-24)

Nguyen, Ann-Ngoc and Kernohan, David and Nguyen, Tung (2022) Minority versus majority: the choice of acquisition in Asia-Pacific countries. International Journal of Finance and Economics, pp 1-16. https://doi.org/10.1002/ijfe.2726 (Published online first on 1/11/2022)

Felimban, R. and Floros. C, and Nguyen, AN (2018). The impact of Dividend Announcements on share price and trading volume: Empirical evidence from the Gulf Cooperation Council (GCC) countries. Journal of Economic Studies 45 (2). pp. 210-230. https://doi.org/10.1108/JES-03-2017-0069 .

Nguyen, AN (2018), Shahid M. and Kernohan, D. Investor Confidence and Mutual Fund Performance - insights from emerging markets in India and Pakistan. Journal of Economic Studies, 45 (6). pp. 1288-1310. https://doi.org/10.1108/jes-07-2017-0175 .

Gregoriou, A. & Nguyen, N. (2010), Stock Liquidity and Investment Opportunities:  New Evidence from FTSE 100 Index Deletions. Journal of International Financial Markets, Institutions & Money. Volume, July 2010, Pages 267-274. https://doi.org/10.1016/j.intfin.2010.03.005



Submitted Papers under Review

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Working Papers

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Details on this section are available upon request.

Conference and Seminars

BAFA Corporate Finance and Assets Pricing SIG Conference: Green bond and corporate investment efficiency - 6/9/2024.


Middlesex Business School’s Brown Bag Seminar series: Does governance patronage exist? The impact of public policy engagement on firms’ carbon emission - 6/6/2024.

BAFA quantitative paper development and writing workshop. Minority versus majority: the choice of Acquisitions in Asia Pacific countries. 11/5/2018.

Nguyen, N. & Skerratt, L. (2010) “Stock Liquidities and Post Earnings Announcement Drift: A comparison analysis between Common Law and Code Law Accounting Systems”. Paper presented at Bournemouth Business School external seminar on 24 November 2010.

Nguyen, N. & Gregoriou, A. & Skerratt, L. (2008). “Post Earnings Announcements Drift and the Bid Ask Spread in the US Equity markets” Paper presented at Brunel University International Conference on 30 May 2008.

Nguyen, N. & Gregoriou, A. & Skerratt, L (2008) “Post earnings announcements drift and the Bid Ask Spread in the UK and French Equity markets” Paper presented at Brunel University, Department of Economics and Finance Seminar on 27 February 2008